MJ
Mark D. Johnson
RBF WEALTH ADVISORS
St. Louis, MO 63141
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CRD#: 2195560
MJ
Professional summary
Mark Devin Johnson is a registered financial advisor currently at RBF WEALTH ADVISORS located in St. Louis, Missouri.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Agent of Brokerage Unlimited Inc. 11433 Olde Cabin Rd, Saint Louis, MO 63141, an insurance brokerage agency. Duties include fixed/life insurance sales, an activity representing approximately 20 hrs/mo, some of which may be during trading hours. 2) Agent of Forsythe Findley Wealth Advisors/Guardian Life Insurance. 625 Maryville Centre Drive, Suite 100, St Louis, MO 63141, an insurance brokerage agency. Duties include disability and whole life insurance sales, an activity representing approximately 40 hrs/mo; some of which may be during trading hours. 3) Owner of "StudentLoansRX.com", 680 Craig Road, Suite 201, St Louis, MO 63141, a website owned for RBF marketing purposes. Duties include marketing to healthcare graduates and professionals for the provision of RBF investment advisory and financial planning services, an activity which represents approximately 5 hrs/mo mostly during trading hours. 4) Owner of "DentalWealthRX.com", 680 Craig Road, Suite 201, St Louis, MO 63141, a website owned for RBF marketing purposes. Duties include marketing to dental graduates and professionals for the provision of RBF investment advisory and financial planning services, an activity which represents approximately 5 hrs/mo mostly during trading hours. 5) Managing Member of Wealth Resource Connection LLC, 15792 Scenic Green Court, Chesterfield, MO 63017, an inactive business entity originally organized in 2010, which is currently intended to be used for future tax/accounting purposes. 6) Gateway Area Chapter of Safari Club International. St Louis, MO. The mission of SCI is to protect the freedom to hunt and promote wildlife conservation worldwide. Vice president and board member 10 hrs/mo; 0 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Devin Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2013 - Present
RBF WEALTH ADVISORS
Office #1: 680 Craig Road Suite 201, St. Louis, MO 63141RIA
CRD#: 104771
St. Louis, MO
Past
June 30, 2023 - August 1, 2024
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
St Louis, MO
Past
January 17, 2013 - July 3, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
ST LOUIS, MO
Past
January 15, 2010 - January 2, 2013
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
BRENTWOOD, MO
Past
January 12, 2010 - January 2, 2013
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
BRENTWOOD, MO
Past
April 3, 2009 - January 15, 2010
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ST. LOUIS, MO
Past
April 3, 2009 - January 15, 2010
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ST. LOUIS, MO
Past
October 9, 2007 - February 17, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
CHESTERFIELD, MO
Past
January 16, 2007 - February 17, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
OLD GREENWICH, CT
Past
November 3, 1995 - April 17, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
January 1, 1994 - October 10, 1995
VOYAGEUR INVESTMENTS, INC.
BD
CRD#: 22544
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RBF WEALTH ADVISORS
LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS
CRD#: 104771 / SEC#: 801-20351
RIA
Registered Investment Advisory firm - (3/1/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(1/23/2013)
IAR
Texas(11/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RBF WEALTH ADVISORS
LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS
CRD#: 104771 / SEC#: 801-20351
RIA
Registered Investment Advisory firm - (3/1/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
680 Craig Road Suite 201, St. Louis, MO 63141
Mailing Address
Phone number
(314) 997-1652
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,255 |
| AUM (Assets Under Management) | $ 647,718,410 |
Red Flags
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Company Information
RBF WEALTH ADVISORS
CRD#: 104771St. Louis, MO 63141TRUST BUT VERIFY
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Contact information
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