CB
Christine Book
BARLOW WEALTH PARTNERS
Louisville, KY 40207
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CRD#: 2195543
CB
Professional summary
Christine Book, who also goes by Mary Christine Archer, Chris Book, M. Christine Book, Mary Christine Figg, is a registered financial advisor currently at BARLOW WEALTH PARTNERS, LLC located in Louisville, Kentucky.
Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christine has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Christine Archer | Chris Book | M. Christine Book | Mary Christine Figg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*20500
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: CHRIS BOOK
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
FLOYDS KNOBS, INDIANA 47119
NATURE OF BUSINESS: OTHER,PERSONAL TRAINING IN MY HOME
POSITION, TITLE, ASSOCIATION: OWNER,
START DATE OF RELATIONSHIP: 11/2/2009
NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: PERSONAL TRAINING WITHIN MY HOME OWNER
I*91544
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION
NAME OF OUTSIDE BUSINESS ORGANIZATION: YOUNIQUE
INVESTMENT RELATED: N
ADDRESS OF BUSINESS:
FLOYDS KNOBS, INDIANA 47119
NATURE OF BUSINESS: CORPORATION,
POSITION, TITLE, ASSOCIATION: OTHER, SALES REP
START DATE OF RELATIONSHIP: 3/8/2016
NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY
NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
DUTIES: SELLING COSMETICS AS AN INDEPENDANT CONSULTANT FOR AN ONLINE COMPANY
CRS (Client Relationship Summary) - RIA
Click below to view Christine Book's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2023 - Present
BARLOW WEALTH PARTNERS, LLC
Office #1: 3700 Brownsboro Road, Louisville, KY 40207RIA
CRD#: 325308
Louisville, KY
Past
July 31, 2000 - April 25, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOUISVILLE, KY
Past
July 31, 2000 - April 25, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOUISVILLE, KY
Past
May 31, 1994 - July 13, 2000
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARLOW WEALTH PARTNERS, LLC
AMHERST ROAD WEALTH ADVISORS | BARLOW WEALTH PARTNERS, LLC | BARLOW WEALTH PARTNERS | AMHERST ROAD WEALTH ADVISORS, LLC
CRD#: 325308 / SEC#: 801-127506
RIA
Registered Investment Advisory firm - (3/23/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(4/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BARLOW WEALTH PARTNERS, LLC
AMHERST ROAD WEALTH ADVISORS | BARLOW WEALTH PARTNERS, LLC | BARLOW WEALTH PARTNERS | AMHERST ROAD WEALTH ADVISORS, LLC
CRD#: 325308 / SEC#: 801-127506
RIA
Registered Investment Advisory firm - (3/23/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3700 Brownsboro Road, Louisville, KY 40207
Mailing Address
Phone number
(502) 308-4270
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,404 |
| AUM (Assets Under Management) | $ 1,215,744,287 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BARLOW WEALTH PARTNERS, LLC
CRD#: 325308Louisville, KY 40207TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
