Marvin W. Farrar
TRILOGY WEALTH MANAGEMENT
Bay City, TX 77414
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CRD#: 2195541
Professional summary
Marvin Wayne Farrar, CFP®, who also goes by Wayne Farrar, is a registered financial advisor currently at TRILOGY WEALTH MANAGEMENT, LLC located in Bay City, Texas and HORNOR, TOWNSEND & KENT, LLC located in Addison, Texas.
Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Marvin has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wayne Farrar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: WAYNE FARRAR, CPA, CFP, LLC | POSITION HELD: AGENT | ADDRESS: 12121 TACOMA RIDGE DR., FORT WORTH, TX 76244 | START DATE: 08/26/2020 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY: TAX PLANNING | INVESTMENT RELATED: NO | DBA NAME: WAYNE FARRAR, CPA, CFP, LLC | POSITION HELD: OWNER | ADDRESS: 12121 TACOMA RIDGE DR, FORT WORTH, TX 76244 | START DATE: 01/01/1990 | NATURE OF ACTIVITY: TAX PLANNING AND PREPARATION - CPA | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 116 | DESCRIPTION OF DUTIES: TAX PLANNING AND TAX DOCUMENT PREPARATION 3) NAME OF ACTIVITY: COWBOY CHURCH OF TARRANT COUNTY | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: VOLUNTEER | ADDRESS: 1685 LACY DRIVE, FORT WORTH, TX 76177 | START DATE: 2018 | NATURE OF ACTIVITY: VOLUNTEER ON SECURITY TEAM | APPROX HRS PER MTH: 18 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: NEED VOLUNTEER ON SECURITY TEAM; SAFTEY COORDINATOR
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Wayne Farrar's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marvin Wayne Farrar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
July 24, 2023 - Present
TRILOGY WEALTH MANAGEMENT, LLC
Office #1: 2041 Avenue F, Bay City, TX 77414RIA
CRD#: 326773
Bay City, TX
Current
July 29, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Current
August 21, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 15851 N Dallas Parkway Suite 100, Addison, TX 75001RIA
BD
CRD#: 4031
Addison, TX
Past
February 17, 2021 - April 28, 2023
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
BAY CITY, TX
Past
February 16, 2021 - February 17, 2021
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
BAY CITY, TX
Past
January 17, 2017 - December 31, 2020
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FORT WORTH, TX
Past
February 21, 2006 - December 31, 2016
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
KELLER, TX
Past
December 8, 2005 - December 31, 2016
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
KELLER, TX
Past
August 1, 2005 - December 13, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
HURST, TX
Past
October 1, 2002 - December 13, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
HURST, TX
Past
November 13, 2001 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
February 6, 1992 - December 31, 1993
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(7/24/2023)
RR
Texas(10/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Bay City, TX 77414TRUST BUT VERIFY
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