Malini A. Van Den Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malini Ann Van Den Berg, who also goes by Malini Ann Vernugopal, was a registered financial professional .
Malini is a previously registered financial professional and started their career in finance in 1991. Malini had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - March 21, 2016
TAMRO CAPITAL PARTNERS LLC
June 29, 1994 - January 19, 1995
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
December 19, 1991 - June 18, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TAMRO CAPITAL PARTNERS LLC
CRD#: 144764 / SEC#: 801-68235
Contact information
Documents
Red Flags
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