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Abdurrahman S. Naser

HURWITZ ASSOCIATES
Houston, TX 77027
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CRD#: 2195356
AN

Professional summary


Abdurrahman S Naser, who also goes by Al S Naser, is a registered financial advisor currently at HURWITZ ASSOCIATES, INC. located in Houston, Texas.

Abdurrahman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Abdurrahman has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Al S Naser

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Abdurrahman S Naser's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 12, 2012 - Present

HURWITZ ASSOCIATES, INC.

Office #1: 4544 Post Oak Place, Suite 150, Houston, TX 77027
RIA
CRD#: 133472
Houston, TX
Past

June 29, 2016 - September 1, 2016

TCFG WEALTH MANAGEMENT, LLC

BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

April 15, 2014 - July 29, 2014

B.B. GRAHAM & COMPANY, INC.

BD
CRD#: 41533
HOUSTON, TX
Past

January 6, 2003 - May 31, 2012

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
HOUSTON, TX
Past

September 11, 2002 - May 31, 2012

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
HOUSTON, TX
Past

July 30, 1999 - September 19, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 1, 1999 - July 23, 1999

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
Past

December 1, 1995 - July 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 31, 1993 - December 18, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 4, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/12/2012)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/12/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 9/27/1993
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


HA
HURWITZ ASSOCIATES, INC.
HURWITZ ASSOCIATES INC. | IAN HURWITZ | HURWITZ WISNEVITZ ASSOCIATES INC. | HURWITZ INTERESTS, INC. | HURWITZ ASSOCIATES, INC.

CRD#: 133472 / SEC#:

New York
Registered Investment Advisory firm - (5/8/2024 Approved)
Texas
Registered Investment Advisory firm - (4/14/2005 Approved)
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Contact information


Main Address
4544 Post Oak Place, Suite 150, Houston, TX 77027
Mailing Address
Phone number
(713) 840-7272
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts196
AUM (Assets Under Management)$ 58,901,630

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HURWITZ ASSOCIATES, INC.

CRD#: 133472Houston, TX 77027

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