JG
Joseph P. Griffard
BRIDGEWATER ASSET MANAGEMENT LLC
Ballwin, MO 63011
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CRD#: 2195324
JG
Professional summary
Joseph Patrick Griffard, CFP® is a registered financial advisor currently at BRIDGEWATER ASSET MANAGEMENT LLC located in Ballwin, Missouri and LPL FINANCIAL LLC located in Houston, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/5/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/24/2018 - 150 Hours Per/6 Hours Month During Securities Trading. 2. 2/6/2018 - Bridgewater Asset Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/31/2018 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services thru Bridgewater Asset Management, LLC, an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 150 hours per month on this activity.Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/6/2018 - Bridgewater Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Time Spent 100%. 4. 2/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/28/2020 - 5 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Griffard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 7, 2016 - Present
BRIDGEWATER ASSET MANAGEMENT LLC
Office #1: 15480 Clayton Road Ste. 300, Ballwin, MO 63011RIA
CRD#: 169832
Ballwin, MO
Current
May 27, 2005 - Present
LPL FINANCIAL LLC
Office #2: 16150 Main Circle Dr Ste 210, Chesterfield, MO 63017-4689RIA
BD
CRD#: 6413
HOUSTON, TX
Past
June 21, 2005 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
BALLWIN, MO
Past
March 17, 2000 - June 17, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MITCHELL FIELD, NY
Past
March 17, 2000 - June 17, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 22, 1993 - March 17, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
December 11, 1991 - March 29, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/20/2023)
RR
Arkansas(5/1/2013)
RR
California(3/15/2006)
RR
Connecticut(6/13/2005)
RR
Florida(5/27/2005)
RR
Georgia(6/11/2014)
RR
Illinois(9/15/2005)
RR
Maryland(9/12/2005)
RR
Missouri(6/7/2005)
IAR
Missouri(12/7/2016)
RR
New Jersey(5/27/2005)
RR
New Mexico(9/21/2005)
RR
New York(5/27/2005)
RR
Oregon(7/11/2005)
RR
Pennsylvania(8/2/2005)
RR
Texas(6/13/2005)
IAR
Texas(11/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BRIDGEWATER ASSET MANAGEMENT LLC
BRIDGEWATER ASSET MANAGEMENT LLC | J.P. GRIFFARD & ASSOCIATES | BRIDGEWATER ASSET MANAGEMENT, LLC
CRD#: 169832 / SEC#: 801-108560
RIA
Registered Investment Advisory firm - (11/9/2016 Approved)California
Registered Investment Advisory firm - (12/15/2016 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2016 Terminated)Illinois
Registered Investment Advisory firm - (11/9/2016 Terminated)Michigan
Registered Investment Advisory firm - (11/16/2016 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2016 Terminated)Texas
Registered Investment Advisory firm - (11/15/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16150 Main Circle Drive Suite 210, Chesterfield, MO 63017
Mailing Address
Phone number
(636) 536-9936
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 298,451,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRIDGEWATER ASSET MANAGEMENT LLC
CRD#: 169832Ballwin, MO 63011TRUST BUT VERIFY
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