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AB

Alan M. Bowman

HUNTLEIGH SECURITIES
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 2195090
AB

Professional summary

Alan M Bowman, who also goes by Alan M Dunn, is a registered financial professional currently at HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.

Alan is registered as a RR (Registered Representative) and started their career in finance in 2012. Alan has worked at 1 firm and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alan M Dunn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan M Bowman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2012 - Present

HUNTLEIGH SECURITIES CORPORATION

Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
BD
CRD#: 7456
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/6/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTLEIGH SECURITIES CORPORATION
HUNTLEIGH SECURITIES CORPORATION | KRENTZ, MEYER & MCCLELLAN INVESTMENT CORPORATION

CRD#: 7456 / SEC#: , 8-21893

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Phone number
(314) 236-2400
Established
Missouri since 05/12/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHAMBERS, ROBERT LEWISPRESIDENT/DIRECTOR/OWNER1231649
GAO CONSULTING, LLCOWNER
CHAMBERS, ROBERT BARRETTDIRECTOR6963634
LEOPOLD, MICHAEL WARRENDIRECTOR306991
MARSHALL, CATHERINE TERRYCCO/DIRECTOR/CORPORATE SECRETARY1445205
O'CONNELL, CHRISTOPHER CORYDIRECTOR5008251
OVERSCHMIDT, GREG ALFREDDIRECTOR1160877
THOMAS, KAREN LEECHIEF OPERATIONS OFFICER AND FIN/OP1970467

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTLEIGH SECURITIES CORPORATION

CRD#: 7456St. Louis, MO 63105

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