Riccardo White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Riccardo White, who also goes by Ricardo White, was a registered financial professional .
Riccardo is a previously registered financial professional and started their career in finance in 1992. Riccardo had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - February 11, 1999
BROWNSTONE CAPITAL CORP.
May 14, 1996 - July 24, 1996
EURO-ATLANTIC SECURITIES INC.
February 1, 1996 - March 20, 1996
MONITOR INVESTMENT GROUP, INC.
December 11, 1995 - December 15, 1995
BILTMORE SECURITIES, INC.
October 9, 1995 - December 11, 1995
WINDSOR REYNOLDS SECURITIES, INC.
April 28, 1995 - July 19, 1995
DUKE & CO., INC.
August 31, 1994 - March 9, 1995
H G I
November 16, 1993 - July 11, 1994
STRATTON OAKMONT INC.
August 17, 1992 - September 9, 1993
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWNSTONE CAPITAL CORP.
CRD#: 14055 / SEC#: , 8-29349
Contact information
Documents
Red Flags
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