John F. Keller
Professional summary
John F Keller, who also goes by John F Keller, John Frederick Keller, is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John F Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2023 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036October 19, 2017 - June 17, 2022
MARKETAXESS CORPORATION
March 25, 2013 - March 11, 2016
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
September 28, 2010 - May 18, 2011
BRAVER STERN SECURITIES LLC
April 17, 1998 - May 29, 2003
MELLON FUNDS DISTRIBUTOR, L.P.
August 14, 1994 - February 6, 1997
EDWARD JONES
July 31, 1992 - November 27, 1992
MONACO SECURITIES, INC.
March 20, 1992 - August 4, 1992
AMR SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
(3/16/2023)
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
