Malvine Geldzahler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malvine Geldzahler, who also goes by Malvine Cohn, was a registered financial professional .
Malvine is a previously registered financial professional and started their career in finance in 1971. Malvine had worked at 1 firm and has passed the SIE and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1971 - June 15, 2020
J. J. & M. GELDZAHLER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 6/14/1971
General Securities Principal ExaminationCurrent Firm
J. J. & M. GELDZAHLER
CRD#: 5797 / SEC#: , 8-16452
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
