Dean C. Klevan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Carey Klevan JR, who also goes by Dean Carey Jr Klevan, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1991. Dean had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2017 - May 1, 2023
PICKWICK CAPITAL PARTNERS, LLC
May 4, 2012 - February 25, 2016
WYNVALE FINANCIAL DISTRIBUTORS LLC
December 10, 2004 - June 28, 2010
FIRST LEGACY SECURITIES, LLC
November 4, 1999 - December 20, 2002
MORGAN STANLEY & CO. LLC
November 1, 1999 - December 20, 2002
MORGAN STANLEY & CO. LLC
November 29, 1991 - July 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/11/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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