Oscar E. Ham

SOUND VIEW WEALTH ADVISORS GROUP

Savannah, GA 31411

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CRD#: 2194817

Professional summary

Oscar Emerson Ham III, CFP®, CIMA®, CPWA®, who also goes by Oscar Emerson III Ham, is a registered financial advisor currently at SOUND VIEW WEALTH ADVISORS GROUP, LLC located in Savannah, Georgia.

Oscar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Oscar has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Insurance Planning

Investment Planning

Tax Planning

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Oscar Emerson Iii Ham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Emerson Ham III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-11-11

Expire date: 2024-08-31

Experience

Current

April 4, 2019 - Present

SOUND VIEW WEALTH ADVISORS GROUP, LLC

Office #1: 1 Skidaway Village Walk Suite 201, Savannah, GA 31411

RIA

CRD#: 300927

Savannah, GA

Past

January 11, 2019 - April 3, 2019

SOUND VIEW WEALTH ADVISORS, LLC

RIA

CRD#: 291457

Savannah, GA

Past

March 28, 2018 - December 31, 2018

SOUND VIEW WEALTH ADVISORS, LLC

RIA

CRD#: 291457

Savannah, GA

Past

January 13, 1999 - April 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAVANNAH, GA

Past

January 9, 1992 - April 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAVANNAH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND VIEW WEALTH ADVISORS GROUP, LLC

CRD#: 300927 / SEC#: 801-114892

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/4/2019)

IAR

North Carolina
(10/24/2023)

IAR

South Carolina
(7/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/1992

General Securities Representative Examination

Current Firm

SOUND VIEW WEALTH ADVISORS GROUP, LLC

CRD#: 300927 / SEC#: 801-114892

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

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Contact information

Main Address

1 Skidaway Village Walk Suite 201, Savannah, GA 31411

Mailing Address

Phone number

(912) 239-4630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUND VIEW WEALTH ADVISORS GROUP ADV PART 2A (5/8/2025)

Regulatory assets under management

Total Number of Accounts	2,947
AUM (Assets Under Management)	$ 1,937,657,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Oscar E. Ham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oscar Emerson Ham III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND VIEW WEALTH ADVISORS, LLC

SOUND VIEW WEALTH ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SOUND VIEW WEALTH ADVISORS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/1994

Series 63

Date: 1/30/1992

SIE

Date: 4/2/2018

Series 7

Date: 1/8/1992

Current Firm

SOUND VIEW WEALTH ADVISORS GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUND VIEW WEALTH ADVISORS GROUP, LLC

TRUST BUT VERIFY

Contact information

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