MH
Martin J. Hare
RBC CAPITAL MARKETS
Oakbrook Terrace, IL 60181-4715
Some features on this profile are disabled
CRD#: 2194612
MH
Professional summary
Martin Joseph Hare, AIF®, who also goes by Martin Hare, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Oakbrook Terrace, Illinois.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Martin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martin Hare
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) YORK TOWNSHIP REPUBLICAN COMMITTEEMAN ORGANIZATION; ADDRESS: 662 SOUTH FERN CT., ELMHURST, IL 60126; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: POLITICAL ACTION COMMITTEE; CAPACITY: ELECTED OFFICIAL (BOTH NON-POLITICAL AND POLITICAL OFFICE; START DATE: 10/8/2018; DUTIES: HANDLE GETTING OUT THE VOTE FOR THE REPUBLICAN PARTY IN MY RESPECTIVE DISTRICT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) LIZZADRO MUSEUM OF LAPIDARY ART; ADDRESS: 220 SOUTH COTTAGE HILL AVE, ELMHURST, IL 60126; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MUSEUM; CAPACITY: BOARD OF DIRECTORS; START DATE: 11/15/2018; DUTIES: ADVISORY CAPACITY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) Name: Ace Northshore Homecare Inc. dba: Homewatch Caregivers Address: 900 Skokie Blvd Suite 126 Northbrook, IL 60062 Business Description: In home care Business is not investment related Projected Start Date: 11/25/20 Capacity: Owner - Active, Partner Duties Performed: 50% partner. Company is Manager and Employee run. Will monitor incoming income to expense reports. Devoted to this OBA per Month: 4-6 hours per week Hours Devoted to this OBA during business hours: 0 (4) NAME OF ENTITY: Markur Corporation; ADDRESS: 5 Kimberly Circle, Oak Brook IL; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Holding Corporation for 401k ROBS plan to purchase Ace North Shore Home Healthcare; CAPACITY: Partner; START DATE: 02/05/2021; DUTIES: Oversee and direct management to grow and operate business; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; 5) NAME OF ENTITY: Grand Aqua LLC ADDRESS: 24820 Lakemone Cove Lane #201, Bonita Springs, FL 34134 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.24.24 CAPACITY: Owner DUTIES: LLC Holding company for personal assets. Will be paying personal expenses from this entity. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 6) NAME OF ENTITY: Madison Core LLC ADDRESS: 5712 Fox Gate Lane, Hinsdale, IL 60521 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.23.24 CAPACITY: Sole Owner of LLC DUTIES: LLC to hold home HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
CRS (Client Relationship Summary) - RIA
Click below to view Martin Joseph Hare's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin Joseph Hare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 30, 2017 - Present
RBC CAPITAL MARKETS, LLC
Office #1: Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715RIA
BD
CRD#: 31194
Oakbrook Terrace, IL
Current
November 30, 2017 - Present
RBC CAPITAL MARKETS, LLC
Office #1: Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715RIA
BD
CRD#: 31194
Oakbrook Terrace, IL
Past
December 15, 2010 - December 11, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
OAKBROOK, IL
Past
December 15, 2010 - December 11, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
OAKBROOK, IL
Past
October 8, 2004 - December 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LA JOLLA, CA
Past
October 8, 2004 - December 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LA JOLLA, CA
Past
May 14, 2003 - October 12, 2004
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SEQUIM, WA
Past
May 20, 2002 - October 12, 2004
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
October 6, 1999 - June 12, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LA JOLLA, CA
Past
July 23, 1999 - June 12, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 12, 1996 - July 23, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
July 20, 1995 - June 21, 1996
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
CHICAGO, IL
Past
November 30, 1993 - July 19, 1995
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
September 4, 1992 - December 15, 1993
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
CHICAGO, IL
Past
December 20, 1991 - September 9, 1992
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/30/2017)
RR
Arizona(11/30/2017)
RR
California(11/30/2017)
RR
Colorado(11/30/2017)
RR
Florida(12/1/2017)
IAR
Florida(12/22/2023)
RR
Illinois(12/1/2017)
IAR
Illinois(12/1/2017)
RR
Indiana(12/11/2017)
RR
Iowa(3/15/2024)
RR
Maryland(11/30/2017)
RR
Massachusetts(12/5/2017)
RR
Michigan(11/30/2017)
RR
Minnesota(12/1/2017)
RR
Missouri(11/30/2017)
RR
Nevada(11/30/2017)
RR
New Jersey(11/30/2017)
RR
New York(9/12/2021)
RR
North Carolina(7/15/2021)
RR
Ohio(7/30/2025)
RR
Pennsylvania(11/30/2017)
RR
South Carolina(11/30/2017)
RR
Texas(11/30/2017)
IAR
Texas(11/30/2017)
RR
Virginia(3/15/2024)
RR
Washington(11/30/2017)
RR
Wisconsin(11/30/2017)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
