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Henry Anthony Amado Jr

EBISU SECURITIES
Honolulu, HI
·CRD# 2194573·35 years experience

Professional Summary

Henry Anthony Amado JR is a registered financial advisor currently at EBISU SECURITIES INC. located in Honolulu, Hawaii. Henry is registered as a RR (Registered Representative) and started their career in finance in 1991. Henry has worked at 11 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

EBISU SECURITIES INC.·CRD# 305184
BD
Honolulu, HI
May 5, 2020 - Present
ABACUS FINANCIAL GROUP, LLC·CRD# 136605
RIA
Berkeley, CA
July 26, 2010 - August 22, 2011
EPLANNING SECURITIES, INC.·CRD# 46000
BD
Berkeley, CA
August 7, 2006 - October 2, 2007
ABACUS FINANCIAL GROUP, LLC·CRD# 136605
RIA
Berkeley, CA
June 7, 2006 - December 31, 2009
MID ATLANTIC FINANCIAL MANAGEMENT, INC.·CRD# 109771
RIA
Pittsburgh, PA
May 4, 2004 - July 6, 2004
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Pittsburgh, PA
May 3, 2004 - July 6, 2004
FDX ADVISORS, INC.·CRD# 104601
RIA
Alamo, CA
March 10, 2000 - May 4, 2004
LONDON PACIFIC SECURITIES, INC.·CRD# 25089
BD
Sacramento, CA
March 3, 2000 - May 3, 2004
LODESTAR PRIVATE ASSET MANAGEMENT LLC·CRD# 107638
RIA
Alamo, CA
July 8, 1997 - July 14, 2006
PROTECTED INVESTORS OF AMERICA·CRD# 6082
BD
San Francisco, CA
September 12, 1994 - February 29, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
December 6, 1991 - November 17, 1992
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
December 6, 1991 - November 17, 1992

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Current Firm

ES
EBISU SECURITIES INC.

EBISU SECURITIES | EBISU SECURITIES INC.

CRD#: 305184 / SEC#: 8-70400
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

4348 Waialae Avenue Pmb 423, Honolulu, HI 96816

Mailing Address

4348 Waialae Avenue Pmb 423, Honolulu, HI 96816

Phone Number

(925) 765-2675

Established

Delaware since 08/01/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMADO, HENRY ANTHONY JRCEO/CFO/FINOP PENDING EXAM2194573
AMADO, HENRY ANTHONY JRCCO2194573

Disclosures

Regulatory Event

2

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2020About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Nov 2020About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Sep 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1991About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Henry Anthony Amado JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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