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HA

Henry A. Amado

EBISU SECURITIES
Honolulu, HI
Some features on this profile are disabled
CRD#: 2194573
HA

Professional summary

Henry Anthony Amado JR is a registered financial professional currently at EBISU SECURITIES INC. located in Honolulu, Hawaii.

Henry is registered as a RR (Registered Representative) and started their career in finance in 1991. Henry has worked at 11 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henry Anthony Amado JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2020 - Present

EBISU SECURITIES INC.

BD
CRD#: 305184
Honolulu, HI
Past

July 26, 2010 - August 22, 2011

ABACUS FINANCIAL GROUP, LLC

RIA
CRD#: 136605
BERKELEY, CA
Past

August 7, 2006 - October 2, 2007

EPLANNING SECURITIES, INC.

BD
CRD#: 46000
BERKELEY, CA
Past

June 7, 2006 - December 31, 2009

ABACUS FINANCIAL GROUP, LLC

RIA
CRD#: 136605
BERKELEY, CA
Past

May 4, 2004 - July 6, 2004

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 109771
PITTSBURGH, PA
Past

May 3, 2004 - July 6, 2004

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674
PITTSBURGH, PA
Past

March 10, 2000 - May 4, 2004

FDX ADVISORS, INC.

RIA
CRD#: 104601
ALAMO, CA
Past

March 3, 2000 - May 3, 2004

LONDON PACIFIC SECURITIES, INC.

BD
CRD#: 25089
SACRAMENTO, CA
Past

July 8, 1997 - July 14, 2006

LODESTAR PRIVATE ASSET MANAGEMENT LLC

RIA
CRD#: 107638
ALAMO, CA
Past

September 12, 1994 - February 29, 2000

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
SAN FRANCISCO, CA
Past

December 6, 1991 - November 17, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 6, 1991 - November 17, 1992

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2020)
RR
Hawaii
(7/15/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 3/7/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/30/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/9/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/20/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EBISU SECURITIES INC.
EBISU SECURITIES | EBISU SECURITIES INC.

CRD#: 305184 / SEC#: , 8-70400

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
4348 Waialae Avenue Pmb 423, Honolulu, HI 96816
Mailing Address
4348 Waialae Avenue Pmb 423, Honolulu, HI 96816
Phone number
(925) 765-2675
Established
Delaware since 08/01/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMADO, HENRY ANTHONY JRCCO2194573
AMADO, HENRY ANTHONY JRCEO/CFO/FINOP PENDING EXAM2194573

Disclosures

Judgment/Lien1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EBISU SECURITIES INC.

CRD#: 305184Honolulu, HI

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