CLARK L. MILLER

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CRD#: 2194418

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

CLARK LEONARD MILLER, CFP® was a registered financial professional .

CLARK is a previously registered financial professional and started their career in finance in 1994. CLARK had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

Clark has been in the financial services industry for more than two decades. He joined Wealth Enhancement Group in 2022 through the Titus Wealth Management acquisition. Clark resides in San Rafael, with his wife Adriana and their two Australian cattle dogs, Chase and Ella. He has been president of the Northern California Underwater Photography Society, and was a volunteer team leader at the California Academy of Science, and served ten years as board treasurer for ETC (Environmental Traveling Companions), a non-profit organization that provides access to the outdoors for individuals with physical, visual, and developmental impairments. Clark is also a professional underwater photographer. His work has been showcased at the Museum of Natural History in London, the Smithsonian Museum in Washington DC, and in National Geographic. CA Insurance License #0782343

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Retirement Planning

Estate Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 11/11/2011- OTHER-NATURE PHOTOGRAPHY, I HAVE BEEN A PROFESSIONAL UNDERWATER AND NATURE PHOTOGRAPHER FOR NEARLY 20 YEARS, 5% (2) 9/15/2013: OTHER-SALE OF MANUFAC. PRODUCTS AND GALLERY IMAGES - PHOTOGRAPHY - SALE OF DOME DIFFUSERS THAT I MANUFACTURE THAT FIT ON UNDERWATER STROBES. AN ADDITION TO MY UNDERWATER PHOTOGRAPHY SCH. C. SALE OF GALLERY PRINTS TO BE INCLUDED AS WELL. - TIME SPENT 2%. (3) 12/23/2022 - Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 08/01/2022 - 150 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services., an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

September 28, 2022 - August 1, 2025

CRD#: 6413

SAN RAFAEL, CA

Past

June 11, 2001 - April 14, 2005

SUNAMERICA SECURITIES, INC.

RIA

CRD#: 20068

FAIRFAX, CA

Past

May 14, 2001 - April 14, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 6, 1996 - May 15, 2001

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

January 17, 1996 - March 21, 1996

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 21, 1994 - December 31, 1995

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Date: 4/20/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Phone number

(763) 417-1700

Established

Minnesota since 06/02/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WEALTH ENHANCEMENT GROUP, LLC	OWNER
CAHN, JAMES LOREN	VICE PRESIDENT	6052512
CAIN, STEPHANIE M	HEAD OF SUPERVISION	4081085
CLARK, LISA LYNN	OPERATIONS OFFICER	2271616
DEKKO, JEFFREY THOMAS HAROLD	VICE PRESIDENT	4648018
DIECKHAUS, JOSEPH ALAN	CHIEF COMPLIANCE OFFICER	5374613
FURCHT, ELIZABETH ANN	SECRETARY	5778785
WINDORSKI, KELLY JOSEPH	CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL	3211118

Red Flags

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Contact information

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CLARK L. MILLER

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

TITUS WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

ARAGON FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

ARAGON FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1999

Series 63

Date: 4/26/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/7/2012

Series 6

Date: 4/20/1994

Current Firm

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

Contact information

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