Anthony D. Delfre
Professional summary
Anthony Daniel Delfre, who also goes by Anthony D Delfre, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Cleveland, Ohio.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Daniel Delfre's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2016 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 1375 E. 9th Street Suite 2500, Cleveland, OH 44114January 18, 2010 - November 2, 2010
POTOMAC SECURITIES, LLC
February 22, 2006 - July 6, 2007
ACCOUNTING INVESTMENT SERVICES, INC.
April 2, 2003 - December 31, 2004
ACCOUNTING INVESTMENT SERVICES, INC.
February 27, 1998 - June 22, 2007
PRIM SECURITIES, INCORPORATED
November 8, 1996 - February 12, 1998
PRUDENTIAL EQUITY GROUP, LLC
December 11, 1991 - November 12, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2016)
Exams
FINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
