Steven M. Silver

VELOCITY CLEARING

New York, NY 10038

Some features on this profile are disabled

CRD#: 2194364

Professional summary

Steven Mitchell Silver, who also goes by Steven Silver, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 10, Series 9, Series 53, Series 4, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven Silver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Silver Financial Services LLC is located at 544 Haviland Rd Stamford, CT 06903. Investment Related. Start Date: 01/2016. Silver Financial Services LLC is used to receive 1099 contractor revenue derived from his registration with High Ridge Futures and the Vision entities. Mr. Silver is a sole member. He spends approximately 4 hours working per month; 1 hour working during trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Mitchell Silver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2022 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038

CRD#: 126588

New York, NY

Past

July 2, 2024 - December 4, 2024

KEY WEALTH ADVISORS LLC

RIA

CRD#: 317106

NEW YORK, NY

Past

January 10, 2008 - August 1, 2022

VISION FINANCIAL MARKETS LLC

CRD#: 142271

Stamford, CT

Past

April 11, 2007 - August 1, 2022

VISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 109621

STAMFORD, CT

Past

May 26, 2006 - April 21, 2021

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

STAMFORD, CT

Past

July 24, 2000 - March 27, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

November 1, 1995 - July 19, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/1/2022)

General Securities Principal Examination

Current Firm

VELOCITY CLEARING, LLC

CRD#: 126588 / SEC#: , 8-65894

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS, LLC	SOLE MEMBER
BRACERO, FRANK WILLIAM	CHIEF FINANCIAL OFFICER/FINOP	2178318
CALICE, ROBERT PEER	CHIEF OPERATIONS OFFICER	2759949
CRAWFORD, LAURA LYNN	CHIEF COMPLIANCE OFFICER	2666224
LOGAN, MICHAEL JAMES	CHIEF EXECUTIVE OFFICER	5763098
SCHAEFFER, BRIAN KEITH	PRESIDENT	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven M. Silver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Mitchell Silver's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY WEALTH ADVISORS LLC

VISION FINANCIAL MARKETS LLC

VISION INVESTMENT ADVISORS, LLC

VISION BROKERAGE SERVICES, LLC

GOLDMAN SACHS & CO. LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2006

Series 63

Date: 6/21/1996

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/31/1996

Series 7

Date: 10/31/1995

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 53

Date: 1/3/2007

Series 4

Date: 7/11/2006

Series 8

Date: 2/13/1998

Series 24

Date: 12/6/1995

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

VELOCITY CLEARING, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOCITY CLEARING, LLC

TRUST BUT VERIFY

Similar Advisors