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WG

William K. Gore

CGA SECURITIES
Baltimore, MD 21210
Some features on this profile are disabled
CRD#: 2194193
WG

Professional summary

William Kyle Gore is a registered financial professional currently at CGA SECURITIES, LLC located in Baltimore, Maryland.

William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Kyle Gore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2012 - Present

CGA SECURITIES, LLC

Office #1: 2 Village Square Suite 255, Baltimore, MD 21210
BD
CRD#: 32301
Baltimore, MD
Past

July 28, 2011 - August 29, 2012

WATERWAY CAPITAL LLC

BD
CRD#: 128212
BALTIMORE, MD
Past

December 20, 2005 - July 1, 2009

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
TIMONIUM, MD
Past

June 22, 1999 - January 4, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(9/18/2012)
RR
Virginia
(8/29/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 3/25/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/6/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CGA SECURITIES, LLC
BLUE HILL SECURITIES, INC. | WALSH PARTNERS, INC. | WALSH PARTNERS CAPITAL CORPORATION | PACE FINANCIAL SERVICES, LLC | CGA SECURITIES, LLC

CRD#: 32301 / SEC#: , 8-45684

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
2 Village Square Suite 255, Baltimore, MD 21210
Mailing Address
2 Village Square Suite 255, Baltimore, MD 21210
Phone number
(410) 308-6200
Established
Maryland since 12/24/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CGA CAPITAL HOLDINGS, LLCOWNER/ MANAGING MEMBER
CAMPBELL, ROBERTFINOP1349154
GORE, WILLIAM KYLEMANAGING DIRECTOR/CCO2194193
POHLHAUS, ROBERT CARLCO-CCO1982680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CGA SECURITIES, LLC

CRD#: 32301Baltimore, MD 21210

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