Susan E. Taverna Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Elizabeth Taverna Mclaughlin, CFA, CFP®, who also goes by Susan Elizabeth Taverna, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1992. Susan had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
March 21, 2012 - March 4, 2016
LEXINGTON WEALTH MANAGEMENT, INC.
January 12, 2012 - November 12, 2014
PEGAESUS ADVISORS
April 15, 2009 - December 31, 2011
PEGAESUS ADVISORS
September 15, 2004 - November 26, 2008
WINGATE PLANNING CORP
May 20, 2004 - August 9, 2004
MONY SECURITIES CORPORATION
October 9, 2000 - October 2, 2003
METROPOLITAN LIFE INSURANCE COMPANY
October 9, 2000 - October 2, 2003
MSI FINANCIAL SERVICES, INC.
October 11, 1996 - May 4, 1999
U. S. BOSTON CAPITAL CORPORATION
February 6, 1992 - December 21, 1994
IDS LIFE INSURANCE COMPANY
February 6, 1992 - December 21, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEXINGTON WEALTH MANAGEMENT, INC.
CRD#: 135507 / SEC#: 801-64329
Contact information
Red Flags
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