Melanie E. Kregling
JANNEY MONTGOMERY SCOTT LLC | First Vice President / Wealth Management, Financial Advisor
NEW HAVEN, CT 06511
Some features on this profile are disabled
CRD#: 2193945
Professional summary
Melanie E. Kregling, CFP®, who also goes by Melanie Edith Kasparek, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in New Haven, Connecticut.
Melanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Melanie has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Biography
Alexandra assists in portfolio construction and research, manages the trading platform for advisory accounts, as well as coordinates the operational procedures for the team.
She has been in the investment industry for over 15 years, having previously worked with foreign and institutional clients in New York City. Alexandra is fluent in Spanish, holds her FINRA Series 7 and 66 licenses and earned the Accredited Wealth Manager Advisor designation from the College of Financial Planning in 2020. She received a B.S. in Business Administration with a concentration in Finance and International Business, along with a minor in French from Fordham University.
She volunteers with Habitat for Humanity, is the President of Home Academy Association of East Shoreline Catholic Academy and is an active member of St. Bernadette's parish.
Question & Answer
What are your service offerings?
Education Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Retirement Income Management
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
Melanie Edith Kasparek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Melanie E. Kregling's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Melanie E. Kregling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
December 9, 2010 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 321 Whitney Avenue, New Haven, CT 06511RIA
BD
CRD#: 463
NEW HAVEN, CT
Current
December 9, 2010 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 321 Whitney Avenue, New Haven, CT 06511RIA
BD
CRD#: 463
NEW HAVEN, CT
Past
September 4, 2006 - December 14, 2010
STEPHENS
RIA
CRD#: 3496
NEW HAVEN, CT
Past
July 28, 2006 - December 14, 2010
STEPHENS
BD
CRD#: 3496
NEW HAVEN, CT
Past
August 20, 2001 - January 14, 2002
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
March 2, 1998 - August 23, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/9/2010)
IAR
Alaska(12/26/2019)
RR
Arizona(12/9/2010)
IAR
Arizona(1/2/2020)
IAR
Arkansas(12/26/2019)
RR
California(12/9/2010)
IAR
California(12/9/2010)
RR
Colorado(12/9/2010)
IAR
Colorado(12/26/2019)
RR
Connecticut(12/9/2010)
IAR
Connecticut(12/9/2010)
RR
District of Columbia(12/9/2010)
IAR
District of Columbia(7/11/2011)
RR
Florida(12/9/2010)
IAR
Florida(7/2/2019)
RR
Georgia(12/9/2010)
IAR
Georgia(1/16/2020)
RR
Hawaii(12/9/2010)
IAR
Hawaii(12/26/2019)
RR
Illinois(12/9/2010)
IAR
Illinois(12/26/2019)
RR
Indiana(9/23/2024)
RR
Kentucky(12/9/2010)
IAR
Kentucky(12/26/2019)
RR
Maine(12/9/2010)
IAR
Maine(12/26/2019)
RR
Maryland(12/9/2010)
IAR
Maryland(12/26/2019)
RR
Massachusetts(12/9/2010)
IAR
Massachusetts(11/27/2019)
RR
Michigan(12/9/2010)
IAR
Michigan(12/26/2019)
RR
Missouri(12/9/2010)
IAR
Missouri(12/26/2019)
RR
Montana(12/9/2010)
IAR
Montana(1/2/2020)
RR
New Hampshire(12/9/2010)
IAR
New Hampshire(12/26/2019)
RR
New Jersey(12/9/2010)
IAR
New Jersey(12/9/2010)
RR
New York(12/9/2010)
RR
North Carolina(12/9/2010)
IAR
North Carolina(12/9/2010)
RR
Ohio(12/9/2010)
IAR
Ohio(6/2/2011)
RR
Pennsylvania(12/9/2010)
IAR
Pennsylvania(7/1/2019)
RR
Rhode Island(12/9/2010)
IAR
Rhode Island(12/26/2019)
RR
South Carolina(12/9/2010)
IAR
South Carolina(12/26/2019)
RR
Texas(12/9/2010)
IAR
Texas(12/26/2019)
RR
Vermont(12/9/2010)
IAR
Vermont(1/2/2020)
RR
Virginia(12/9/2010)
IAR
Virginia(12/26/2019)
RR
Washington(12/9/2010)
IAR
Washington(12/26/2019)
RR
Wisconsin(12/9/2010)
IAR
Wisconsin(12/26/2019)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
First Vice President / Wealth Management, Financial AdvisorCRD#: 463New Haven, CT 06511TRUST BUT VERIFY
Monitor Melanie Kregling
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
