Georgia A. Sample
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgia Anastasia Sample, who also goes by Stacy Eliades Sample, was a registered financial professional .
Georgia is a previously registered financial professional and started their career in finance in 1993. Georgia had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1999 - December 7, 2018
WASHINGTON SECURITIES CORPORATION
April 16, 1999 - July 30, 1999
CAPITOL SECURITIES MANAGEMENT, INC.
November 5, 1997 - April 16, 1999
WASHINGTON INVESTMENT CORPORATION
December 2, 1993 - September 25, 1997
INTERCOASTAL CAPITAL MARKETS, INC.
January 7, 1993 - December 9, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/5/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
WASHINGTON SECURITIES CORPORATION
CRD#: 46213 / SEC#: , 8-51359
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 6,975,967 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
