Donald D. Geis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald David Geis SR, who also goes by Donald David Geis, was a registered financial advisor .
Donald is a previously registered financial advisor and started their career in finance in 1968. Donald had worked at 14 firms and has passed the Series 65, Series 63, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2011 - September 19, 2011
CHIEF ADVISORS CORP
April 7, 2011 - September 19, 2011
FIRST ASSET FINANCIAL INC.
March 28, 2011 - April 4, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
September 24, 2004 - February 11, 2011
QA3 FINANCIAL LLC
September 24, 2004 - February 11, 2011
QA3 FINANCIAL CORP.
November 24, 2003 - September 16, 2004
CAPITAL GROWTH FINANCIAL, LLC
October 14, 2003 - September 16, 2004
CAPITAL GROWTH FINANCIAL, LLC
August 11, 2003 - October 23, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 22, 1999 - October 23, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 4, 1999 - June 7, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 19, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
August 27, 1976 - March 21, 1981
HIMCO DISTRIBUTION SERVICES COMPANY
March 12, 1976 - September 30, 1997
FIRST LINCOLN INVESTMENTS, INC.
May 22, 1973 - May 17, 1976
INTERNATIONAL SECURITIES CORP.
February 16, 1971 - June 18, 1973
DAIN, KALMAN & QUAIL, INCORPORATED
February 28, 1968 - August 8, 1972
DEMPSEY-TEGELER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/2/1966
Registered Representative ExaminationF04
Date: 12/11/1975
Financial Principal ExaminationSeries 00
Date: 12/11/1975
General Securities Principal ExaminationCurrent Firm
CHIEF ADVISORS CORP
CRD#: 125261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 92,800,290 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
