NH
Noah N. Hamman
FORESIDE FUND SERVICES
Bethesda, MD
Some features on this profile are disabled
CRD#: 2193633
NH
Professional summary
Noah Nmn Hamman, who also goes by Noah Nmn Hamman, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Bethesda, Maryland.
Noah is registered as a RR (Registered Representative) and started their career in finance in 1992. Noah has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Noah Nmn Hamman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Noah Nmn Hamman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2009 - Present
FORESIDE FUND SERVICES, LLC
Office #3: 4800 Montgomery Lane Suite 150, Bethesda, MD 20814BD
CRD#: 46106
Bethesda, MD
Past
December 15, 2006 - November 30, 2007
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
October 4, 2001 - January 17, 2006
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Past
December 21, 1999 - September 12, 2001
GOLDMAN SACHS CUSTODY SOLUTIONS
BD
CRD#: 48015
MCLEAN, VA
Past
February 4, 1992 - July 1, 1999
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2009)
RR
Alaska(9/29/2009)
RR
Arizona(9/29/2009)
RR
Arkansas(9/29/2009)
RR
California(9/29/2009)
RR
Colorado(9/29/2009)
RR
Connecticut(9/29/2009)
RR
Delaware(9/29/2009)
RR
District of Columbia(9/29/2009)
RR
Florida(9/29/2009)
RR
Georgia(9/29/2009)
RR
Hawaii(9/29/2009)
RR
Idaho(9/29/2009)
RR
Illinois(9/29/2009)
RR
Indiana(9/29/2009)
RR
Iowa(9/29/2009)
RR
Kansas(9/29/2009)
RR
Kentucky(9/29/2009)
RR
Louisiana(9/29/2009)
RR
Maine(9/29/2009)
RR
Maryland(9/29/2009)
RR
Massachusetts(9/29/2009)
RR
Michigan(9/29/2009)
RR
Minnesota(9/29/2009)
RR
Mississippi(9/29/2009)
RR
Missouri(9/29/2009)
RR
Montana(9/29/2009)
RR
Nebraska(9/29/2009)
RR
Nevada(9/29/2009)
RR
New Hampshire(9/29/2009)
RR
New Jersey(9/29/2009)
RR
New Mexico(9/29/2009)
RR
New York(9/29/2009)
RR
North Carolina(9/29/2009)
RR
North Dakota(9/29/2009)
RR
Ohio(9/29/2009)
RR
Oklahoma(9/29/2009)
RR
Oregon(9/29/2009)
RR
Pennsylvania(9/29/2009)
RR
Puerto Rico(9/29/2009)
RR
Rhode Island(9/29/2009)
RR
South Carolina(9/29/2009)
RR
South Dakota(9/29/2009)
RR
Tennessee(9/29/2009)
RR
Texas(9/29/2009)
RR
Utah(9/29/2009)
RR
Vermont(9/29/2009)
RR
Virgin Islands(9/29/2009)
RR
Virginia(9/29/2009)
RR
Washington(9/29/2009)
RR
West Virginia(9/29/2009)
RR
Wisconsin(9/29/2009)
RR
Wyoming(9/29/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/28/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/20/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
