Wendy R. Ludvigsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendy Rebecca Ludvigsen, who also goes by Wendy Rebecca Luduigsen, Wendy R Ludvigsen, Wendy Rebecca Williams, was a registered financial professional .
Wendy is a previously registered financial professional and started their career in finance in 1997. Wendy had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - February 21, 2020
APW CAPITAL, INC.
August 7, 2009 - October 17, 2012
OSAIC FS, INC.
August 25, 2000 - June 4, 2009
CITIGROUP GLOBAL MARKETS INC.
June 3, 1998 - September 18, 2000
UBS FINANCIAL SERVICES INC.
July 15, 1997 - May 19, 1998
GLEACHER & COMPANY SECURITIES, INC.
January 21, 1997 - June 2, 1997
NATIONSSECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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