Scott R. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Robert Snyder, CIMA® was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 12 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2017 - January 7, 2019
EQUITABLE DISTRIBUTORS, LLC
September 16, 2013 - March 22, 2017
FORESIDE FUND SERVICES, LLC
December 8, 2012 - March 20, 2017
PALISADE CAPITAL MANAGEMENT, LP
June 16, 2010 - June 18, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
February 2, 2006 - September 25, 2007
BNY INVESTMENT CENTER INC.
February 2, 2006 - September 25, 2007
BNY INVESTMENT CENTER INC.
July 11, 2003 - September 13, 2004
PGIM INVESTMENTS LLC
February 1, 2002 - September 13, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 7, 1997 - November 6, 2001
GOLDMAN SACHS & CO. LLC
March 14, 1996 - January 31, 1997
NATIONWIDE SECURITIES, LLC
March 15, 1993 - January 12, 1996
VERAVEST INVESTMENTS, INC.
January 21, 1992 - March 22, 1993
IDS LIFE INSURANCE COMPANY
January 21, 1992 - March 22, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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