Christopher J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Murphy, CFP®, who also goes by Christopher J Murphy, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2019 - October 4, 2019
CITIZENS SECURITIES, INC.
May 10, 2018 - October 4, 2019
CITIZENS SECURITIES, INC.
January 2, 2018 - May 9, 2018
BB&T SECURITIES, LLC
January 2, 2018 - May 9, 2018
BB&T SECURITIES, LLC
April 10, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 10, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
May 9, 2014 - February 28, 2017
SANTANDER SECURITIES LLC
May 8, 2014 - February 28, 2017
SANTANDER SECURITIES LLC
October 4, 2012 - April 28, 2014
PNC WEALTH MANAGEMENT LLC
October 2, 2012 - April 28, 2014
PNC WEALTH MANAGEMENT LLC
August 26, 2011 - February 24, 2012
EQUITABLE ADVISORS, LLC
August 26, 2011 - February 24, 2012
EQUITABLE ADVISORS, LLC
July 17, 2008 - September 20, 2010
CITIZENS SECURITIES, INC.
July 17, 2008 - September 20, 2010
CITIZENS SECURITIES, INC.
March 11, 2008 - July 14, 2008
CHASE INVESTMENT SERVICES CORP.
March 11, 2008 - July 14, 2008
CHASE INVESTMENT SERVICES CORP.
February 25, 2004 - March 3, 2008
STRATEGIC ADVISERS LLC
February 12, 2004 - March 3, 2008
FIDELITY BROKERAGE SERVICES LLC
September 11, 2003 - January 12, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 1, 2002 - January 12, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 4, 1997 - June 1, 2002
PNC BROKERAGE CORP
January 1, 1996 - June 3, 1997
FIRST UNION BROKERAGE SERVICES, INC.
September 27, 1995 - January 1, 1996
MARKETING ONE SECURITIES, INC.
August 1, 1994 - September 25, 1995
CHEMICAL INVESTMENT SERVICES CORP.
September 21, 1993 - August 1, 1994
IFMG SECURITIES, INC.
December 14, 1992 - September 28, 1993
CAPITAL BROKERAGE CORPORATION
December 23, 1991 - January 5, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 23, 1991 - January 5, 1993
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
