Christopher D. Eikenberry
Professional summary
Christopher Douglas Eikenberry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Christopher had worked at 8 firms, which includes T3 TRADING GROUP LLC, WORLD-XECUTION STRATEGIES, WTS PROPRIETARY TRADING GROUP LLC, OCEAN VIEW CAPITAL LLC, CITIZENS SECURITIES INC., CHARTER ONE SECURITIES INC., FIS BROKERAGE & SECURITIES SERVICES LLC, AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - June 4, 2015
T3 TRADING GROUP, LLC
March 26, 2013 - January 22, 2015
WORLD-XECUTION STRATEGIES
October 14, 2011 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 10, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
December 1, 2005 - March 16, 2006
CITIZENS SECURITIES, INC.
May 2, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
October 14, 2004 - May 2, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
February 18, 1992 - July 22, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/9/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
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