Paul S. Plemenos
Professional summary
Paul Steven Plemenos is a registered financial advisor currently at MRA ADVISORY GROUP located in Parsippany, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Steven Plemenos's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2018 - Present
MRA ADVISORY GROUP
Office #1: 14 Walsh Drive Suite 302, Parsippany, NJ 07054July 24, 2015 - June 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
July 15, 2015 - June 2, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
June 25, 2010 - July 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2010 - July 7, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2003 - June 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2003 - June 28, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 19, 2002 - May 6, 2003
MORGAN STANLEY DW INC.
September 29, 1997 - May 6, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/3/2018)
Exams
Current Firm
MRA ADVISORY GROUP
CRD#: 287933 / SEC#: 801-110363
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 401 |
| AUM (Assets Under Management) | $ 293,619,805 |
Red Flags
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