Lawrence M. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Wood, CFP®, who also goes by Larry Wood, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1991. Lawrence had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
January 1, 1999 - January 18, 2024
L.M. WOOD CFP
February 6, 1995 - December 31, 1995
SIGNAL SECURITIES, INC.
December 4, 1993 - December 31, 1994
SECURITIES AMERICA, INC.
December 2, 1991 - November 16, 1993
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
L.M. WOOD CFP
CRD#: 107370 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
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