Eric S. Dorman
ONEASCENT FINANCIAL SERVICES LLC
Orefield, PA 18069
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CRD#: 2192987
Professional summary
Eric Scott Dorman, CFP® is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Orefield, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OneAscent Financial Services d/b/a Affiliated Financial Planners. Investment Related. At Registered Location. RIA. IAR. 5/2025. 120. 120. Placed their value-based investment solutions with my clients. 2.) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 5/2025. 20. 20. Provide insurance advice based on the needs of the clients. 3.) Rental Property. Non-Investment Related. 2340 PA 309 Orefield PA, 18069. Real Estate. Owner. 1/2020. 1. 0. Collecting rent from myself.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scott Dorman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
June 6, 2025 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 2340 Pa 309, Orefield, PA 18069RIA
CRD#: 284549
Orefield, PA
Current
June 6, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 2340 Pa 309, Orefield, PA 18069BD
CRD#: 35747
ALBANY, NY
Past
January 30, 2015 - June 16, 2025
STONEX ADVISORS INC.
RIA
CRD#: 174182
Orefield, PA
Past
September 12, 2014 - June 16, 2025
STONEX SECURITIES INC.
BD
CRD#: 18456
Orefield, PA
Past
August 4, 2008 - January 30, 2015
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
SCHNECKSVILLE, PA
Past
August 4, 2008 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
SCHNECKSVILLE, PA
Past
July 11, 2006 - August 5, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
SCHNECKSVILLE, PA
Past
December 10, 1991 - August 5, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
SCHNECKSVILLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/6/2025)
RR
Florida(6/6/2025)
RR
Michigan(6/6/2025)
RR
Missouri(6/6/2025)
RR
New Jersey(6/6/2025)
RR
North Carolina(6/17/2025)
RR
Ohio(6/6/2025)
RR
Pennsylvania(6/6/2025)
IAR
Pennsylvania(6/6/2025)
RR
South Carolina(6/6/2025)
RR
Washington(6/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Orefield, PA 18069TRUST BUT VERIFY
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