Clifford Walter O'conner
ChFC®, CIMA®, CPWA®Professional Summary
Clifford Walter O'conner, ChFC®, CIMA®, CPWA® is a registered financial advisor currently at C.W. O'CONNER WEALTH ADVISORS, INC. located in Duluth, Georgia. Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Clifford has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- C.W. O’Conner Wealth Advisors
- Inc. is an independent wealth management firm located in Peachtree Corners
- Georgia. For more than 20 years
- we have provided customized integration of modular financial planning services for individuals
- families
- executives
- and business owners.
- Our areas of expertise include investment management
- business consulting and advisory
- estate planning
- real estate consulting
- and retirement plan design and implementation. We strive to build long-term relationships and partnerships with all of our clients.
- As an independent Registered Investment Advisor
- C.W. O’Conner Wealth Advisors has a fiduciary duty to act and make decisions that are in the best interests of our clients
- not our firm. Our advice is unbiased and objective. Therefore
- you can rest assured that all of our recommendations are based on what we believe is in your best interest and well-being.
Specializations
Biography
Cliff is the founder and President of C.W. O’Conner Wealth Advisors, Inc. He has been providing investment, tax and wealth management services to individuals, families, and business owners since 1993. Cliff is unique among financial advisors in that he is a Certified Private Wealth Advisor (CPWA®), Registered Investment Advisor and a Chartered Financial Consultant (ChFC®). Cliff’s broad background and range of work experience enable him to assist clients in a wide range of different areas,...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
C.W. O'CONNER & ASSOCIATES, INC. | CLIFFORD W. O'CONNER | C.W. O'CONNER WEALTH ADVISORS, INC.
Contact Information
Main Address
3175 Satellite Boulevard Suite 110, Duluth, GA 30096Phone Number
(770) 368-9919# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
464AUM (Assets Under Management)
$264,615,105Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/19/2026 | Cover Page | Report |
| 09/19/2024 | Cover Page | Report |
| 10/20/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
C.W. O'CONNER & ASSOCIATES, INC. | CLIFFORD W. O'CONNER | C.W. O'CONNER WEALTH ADVISORS, INC.
State Registrations and Notice Filings
(3/13/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Clifford Walter O'conner's CRS (Customer Relationship Summary).
Services Offered by Clifford
- C.W. O’Conner Wealth Advisors
- Inc. is an independent wealth management firm located in Peachtree Corners
- Georgia. For more than 20 years
- we have provided customized integration of modular financial planning services for individuals
- families
- executives
- and business owners.
- Our areas of expertise include investment management
- business consulting and advisory
- estate planning
- real estate consulting
- and retirement plan design and implementation. We strive to build long-term relationships and partnerships with all of our clients.
- As an independent Registered Investment Advisor
- C.W. O’Conner Wealth Advisors has a fiduciary duty to act and make decisions that are in the best interests of our clients
- not our firm. Our advice is unbiased and objective. Therefore
- you can rest assured that all of our recommendations are based on what we believe is in your best interest and well-being.
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