Sarah Y. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Young Fisher, CFP®, who also goes by Sarah Paine Young, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 1992. Sarah had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
January 26, 2005 - March 18, 2024
RKL PRIVATE WEALTH
January 2, 2003 - December 8, 2005
FISHER ADVISERS, INC.
January 7, 1992 - August 5, 1992
KEVIN HART KORNFIELD & COMPANY, INC.
Primary Firm SEC Registration
RKL PRIVATE WEALTH
CRD#: 122693 / SEC#: 801-66968
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RKL PRIVATE WEALTH
CRD#: 122693 / SEC#: 801-66968
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,090 |
| AUM (Assets Under Management) | $ 2,128,225,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 11/22/2024 | ||
| 01/02/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
