Cameron C. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron Cefalu Simmons, who also goes by Cameron Cefalu, Mary Cameron Cefalu, Cc Simmons, was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 1992. Cameron had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2021 - April 22, 2023
J.P. MORGAN SECURITIES LLC
August 24, 2021 - April 22, 2023
J.P. MORGAN SECURITIES LLC
February 1, 2016 - August 12, 2021
CETERA INVESTMENT ADVISERS LLC
January 29, 2016 - August 12, 2021
CETERA INVESTMENT SERVICES LLC
January 21, 2014 - December 5, 2015
CETERA INVESTMENT ADVISERS LLC
May 23, 2013 - December 5, 2015
CETERA INVESTMENT SERVICES LLC
April 29, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
February 21, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
July 10, 2003 - February 21, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
March 3, 2003 - July 10, 2003
AMSOUTH INVESTMENT SERVICES, INC.
February 14, 2000 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
February 1, 1997 - February 14, 2000
INVEST FINANCIAL CORPORATION
February 10, 1995 - February 1, 1997
AMERISTAR CAPITAL MARKETS, INC.
June 15, 1992 - December 30, 1994
METROPOLITAN LIFE INSURANCE COMPANY
June 15, 1992 - December 30, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
