Robert E. Gee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Gee was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - December 1, 2016
FOOTHILL SECURITIES, INC.
July 8, 1997 - January 26, 2015
STANFORD INVESTMENT GROUP, INC.
February 3, 1982 - January 26, 2015
STANFORD INVESTMENT GROUP, INC.
June 18, 1976 - February 25, 1982
CAPITAL CONCEPTS INVESTMENT CORP.
April 21, 1976 - June 18, 1976
ROBERT E GEE CAPITAL RESOURCES INC
February 1, 1974 - May 9, 1976
CINCINNATI ANALYSTS, INC.
January 1, 1974 - February 1, 1974
FML FUNDS DISTRIBUTION COMPANY
May 8, 1973 - January 19, 1974
CAPITAL ANALYST & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/3/1973
Registered Representative ExaminationF04
Date: 3/11/1976
Financial Principal ExaminationSeries 40
Date: 3/11/1976
Registered Principal ExaminationCurrent Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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