Michael W. Stern
Professional summary
Michael Warren Stern, who also goes by Mike Stern, is a registered financial advisor currently at ARLINGTON INVESTMENT ADVISORS located in Arlington, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Warren Stern's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2018 - Present
ARLINGTON INVESTMENT ADVISORS
April 15, 1994 - May 3, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 2, 1991 - December 21, 1992
IDS LIFE INSURANCE COMPANY
December 2, 1991 - December 21, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/13/2018)
Exams
Current Firm
ARLINGTON INVESTMENT ADVISORS
CRD#: 292896 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 18,500,000 |
Red Flags
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