Deborah A. Kay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Ann Kay, who also goes by Deborah Ann Diaz, Debbie Ann Parra, Deborah A Parra, Deborah Ann Parra, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2002. Deborah had worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - March 6, 2014
DURBIN FINANCIAL ADVISORS, INC.
July 18, 2011 - February 9, 2012
RAYMOND JAMES & ASSOCIATES, INC.
July 7, 2011 - February 9, 2012
RAYMOND JAMES & ASSOCIATES, INC.
March 21, 2011 - July 12, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 2011 - July 12, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
October 23, 2009 - December 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 17, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 21, 2003 - October 17, 2006
MORGAN STANLEY DW INC.
July 29, 2002 - November 18, 2003
CITIGROUP GLOBAL MARKETS INC.
January 21, 2002 - July 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DURBIN FINANCIAL ADVISORS, INC.
CRD#: 116322 / SEC#: 801-69076
Contact information
Red Flags
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