Murray Forman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray Forman was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1994. Murray had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2002 - January 9, 2012
METCAP SECURITIES, LLC
April 24, 1997 - August 3, 1998
CONTINUUM CAPITAL INC.
June 20, 1994 - December 16, 1996
HAMPSHIRE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
METCAP SECURITIES, LLC
CRD#: 30418 / SEC#: , 8-45147
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METCAP HOLDING LLC | OWNER | |
| FORMAN, MURRAY | MANAGING DIRECTOR/ CHIEF COMPLIANCE OFFICER | 2191914 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
