Paul S. Medaglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Steven Medaglia was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1997 - September 28, 2000
ROYAL HUTTON SECURITIES CORP.
October 5, 1995 - October 25, 1996
TOLUCA PACIFIC SECURITIES CORP.
April 15, 1993 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
July 9, 1992 - January 15, 1993
LEHMAN BROTHERS INC.
January 15, 1992 - June 5, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/2/1999
Limited Representative-Equity Trader ExamCurrent Firm
ROYAL HUTTON SECURITIES CORP.
CRD#: 14489 / SEC#: , 8-30742
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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