Timothy W. Baldwin
Professional summary
Timothy Wayne Baldwin is a registered financial professional currently at INFINITY FINANCIAL SERVICES located in Ft. Myers, Florida.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Wayne Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
INFINITY FINANCIAL SERVICES
September 21, 2016 - November 15, 2016
INFINITY FINANCIAL SERVICES
June 14, 2004 - September 22, 2016
EDI FINANCIAL, INC.
September 5, 2003 - August 4, 2004
BRUNDYN SECURITIES INC.
August 9, 2001 - September 12, 2003
A. CH. SECURITIES, INC.
September 14, 2000 - July 17, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 3, 1995 - September 29, 2000
UBS FINANCIAL SERVICES INC.
July 31, 1993 - January 11, 1995
CITIGROUP GLOBAL MARKETS INC.
December 6, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2016)
(11/1/2016)
(1/20/2017)
(1/4/2017)
(12/7/2016)
(11/30/2016)
(8/12/2021)
(8/9/2024)
(12/15/2016)
Exams
FINRA
Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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