Elizabeth A. Mcmahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Ann Mcmahon was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1992. Elizabeth had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2001 - December 31, 2002
LEONARD SECURITIES, INC
April 3, 2001 - February 10, 2004
PRITCHARD CAPITAL PARTNERS, LLC
April 18, 1999 - March 16, 2001
ROBERTSON STEPHENS, INC.
May 1, 1997 - February 19, 1999
AMERICA FIRST ASSOCIATES CORP.
March 1, 1996 - April 28, 1997
BROOKEHILL CAPITAL PARTNERS LIMITED
January 28, 1995 - February 12, 1996
UBS FINANCIAL SERVICES INC.
September 21, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
June 22, 1992 - September 8, 1993
GKN SECURITIES CORP.
April 21, 1992 - June 24, 1992
LCP CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEONARD SECURITIES, INC
CRD#: 43176 / SEC#: , 8-50167
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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