Maria G. Molina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Guadalupe Molina, who also goes by Guadalupe Escareno, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2000. Maria had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2011 - May 21, 2014
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
April 8, 2005 - August 13, 2010
SOUTH TEXAS MONEY MANAGEMENT, LTD.
June 2, 2003 - November 15, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2003 - November 15, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2000 - June 12, 2003
CITIGROUP GLOBAL MARKETS INC.
January 26, 2000 - June 12, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
CRD#: 22408 / SEC#: , 8-39706
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RENAISSANCE PARTNERSHIP, LTD. | LIMITED PARTNER | |
| GRUMP HOLDINGS, LTD. | LIMITED PARTNER | |
| INTERCONTINENTAL ASSET MANAGEMENT CORPORATION | GENERAL PARTNER | |
| KAUTH, JOHN LEO III | CEO/CCO | 1648865 |
| KORNGOLD, ISIDORO | CHAIRMAN | 1836913 |
| KORNGOLD, KENNETH MARCK | INTERNATIONAL DIRECTOR | 2491887 |
| LAROSA, ALFREDO | EXECUTIVE VICE PRESIDENT | 2232087 |
| LUTZ, CHARLES DAY III | PRESIDENT | 4956635 |
| OROSCO, JERRY OROSCO | VICE PRESIDENT | 3255937 |
| OYERVIDES, MARISSA | VICE PRESIDENT | 6064303 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
