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DL

Douglas C. Lane

DOUGLAS C. LANE & ASSOCIATES
Boca Grande, FL 33921
Some features on this profile are disabled
CRD#: 2191360
DL

Professional summary

Douglas Calder Lane is a registered financial advisor currently at DOUGLAS C. LANE & ASSOCIATES located in Boca Grande, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Douglas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Calder Lane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2016 - Present

DOUGLAS C. LANE & ASSOCIATES

Office #1: 341 Palm Avenue, Boca Grande, FL 33921
RIA
CRD#: 282563
Boca Grande, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DOUGLAS C. LANE & ASSOCIATES
DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA
Registered Investment Advisory firm - (1/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/8/2021)
IAR
Texas
(3/2/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/2/1992
Uniform Investment Adviser Law Examination

Current Firm

DC
DOUGLAS C. LANE & ASSOCIATES
DOUGLAS C. LANE & ASSOCIATES | DOUGLAS LANE & ASSOCIATES, LLC

CRD#: 282563 / SEC#: 801-107161

RIA
Registered Investment Advisory firm - (1/1/2016 Approved)
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Contact information

Main Address
One Dag Hammarskjold Plaza 885 Second Avenue 42 Floor, New York, NY, 10017
Mailing Address
Phone number
(212) 262-7670
Established
Firm type
Fiscal year end
# of Employees
37

SEC notice filing (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DCLA BROCHURE (2/9/2026)

Regulatory assets under management

Total Number of Accounts5,608
AUM (Assets Under Management)$ 8,230,575,270

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/17/2025
Cover Page
Report
09/12/2024
Cover Page
Report
12/15/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOUGLAS C. LANE & ASSOCIATES

CRD#: 282563Boca Grande, FL 33921

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