Brandon Reid
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Reid was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2007. Brandon had worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2022 - January 15, 2026
WILLIAMS JONES WEALTH MANAGEMENT, LLC
June 4, 2007 - October 4, 2019
BESSEMER INVESTOR SERVICES, INC.
Primary Firm SEC Registration
WILLIAMS JONES WEALTH MANAGEMENT, LLC
CRD#: 301925 / SEC#: 801-116946
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/17/1993
Non-Member General Securities ExaminationCurrent Firm
WILLIAMS JONES WEALTH MANAGEMENT, LLC
CRD#: 301925 / SEC#: 801-116946
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,609 |
| AUM (Assets Under Management) | $ 11,618,864,682 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2025 | ||
| 11/26/2024 | ||
| 01/26/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
