KO

Knut A. Olson

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CRD#: 2191227
KO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Knut A Olson, who also goes by Knut Andrew Olson, was a registered financial professional .

Knut is a previously registered financial professional and started their career in finance in 1991. Knut had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Knut Andrew Olson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 30, 2017 - November 16, 2018

FORESTERS ADVISORY SERVICES, LLC

RIA
CRD#: 164663
NEW YORK, NY
Past

June 28, 2017 - November 16, 2018

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
NEW YORK, NY
Past

May 7, 2003 - November 16, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Nashville, TN
Past

July 1, 2002 - November 16, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Nashville, TN
Past

December 4, 1991 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FA
FORESTERS ADVISORY SERVICES, LLC
FIRST INVESTORS ADVISORY SERVICES, LLC | FORESTERS ADVISORY SERVICES, LLC

CRD#: 164663 / SEC#: 801-76877

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Contact information


Main Address
40 Wall Street 10th Floor, New York, NY 10005
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORESTERS ADVISORY SERVICES, LLC

CRD#: 164663

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