Denise D. Smith

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CRD#: 2191218

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Denise Durrans Smith was a registered financial professional .

Denise is a previously registered financial professional and started their career in finance in 1991. Denise had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2001 - May 3, 2016

BLUE BARN WEALTH

RIA

CRD#: 107202

SALT LAKE CITY, UT

Past

November 29, 1991 - June 20, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 29, 1991 - May 27, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE BARN WEALTH

CRD#: 107202 / SEC#: 801-118602

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (9/2/2020 Terminated)

Utah

Registered Investment Advisory firm - (9/2/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (9/16/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/1991

General Securities Representative Examination

Current Firm

BLUE BARN WEALTH

CRD#: 107202 / SEC#: 801-118602

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (9/2/2020 Terminated)

Utah

Registered Investment Advisory firm - (9/2/2020 Terminated)

Wyoming

Registered Investment Advisory firm - (9/16/2020 Terminated)

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Contact information

Main Address

370 West Center Street, Orem, UT 84057

Mailing Address

Phone number

(801) 466-4101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BLUE BARN WEALTH (3/31/2025)

Regulatory assets under management

Total Number of Accounts	990
AUM (Assets Under Management)	$ 521,370,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Denise D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLUE BARN WEALTH

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

BLUE BARN WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/1991

Series 7

Date: 11/27/1991

Current Firm

BLUE BARN WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE BARN WEALTH

TRUST BUT VERIFY

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