Michael H. Fogarty
THE FOUNDRY FINANCIAL GROUP
LACONIA, NH 03246
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CRD#: 2191202
Professional summary
Michael Harrington Fogarty, CFP®, ChFC®, CLU® is a registered financial advisor currently at THE FOUNDRY FINANCIAL GROUP, INC. located in Laconia, New Hampshire.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Biography
As the owner of The Foundry Financial Group, Inc. I have years of financial planning experience and a team of supporting advisors and operational staff to provide a planning experience that clients deserve.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Income Management
Small Business Planning
Retirement Planning
Estate Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AEHT LLC, 67 WATER ST STE 101, LACONIA, NH, 08/07/2019. OWNER, Real Estate, NIR, 1HR/MO-1HR/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Harrington Fogarty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
July 25, 2001 - Present
THE FOUNDRY FINANCIAL GROUP, INC.
Office #1: 67 Water Street Suite 101a, Laconia, NH 03246RIA
CRD#: 116823
LACONIA, NH
Past
October 3, 2016 - October 9, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Laconia, NH
Past
May 9, 2001 - May 18, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LACONIA, NH
Past
December 13, 1991 - May 18, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE FOUNDRY FINANCIAL GROUP, INC.
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
RIA
Registered Investment Advisory firm - (1/10/2024 Approved)Massachusetts
Registered Investment Advisory firm - (1/12/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (1/10/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/17/2021 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(6/28/2012)
IAR
New Hampshire(7/25/2001)
IAR
Texas(12/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
THE FOUNDRY FINANCIAL GROUP, INC.
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823 / SEC#: 801-129329
RIA
Registered Investment Advisory firm - (1/10/2024 Approved)Massachusetts
Registered Investment Advisory firm - (1/12/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (1/10/2024 Terminated)New Jersey
Registered Investment Advisory firm - (11/17/2021 Terminated)Texas
Registered Investment Advisory firm - (1/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
67 Water Street Suite 101, Laconia, NH 03246-3300
Mailing Address
Phone number
(603) 528-5171
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,009 |
| AUM (Assets Under Management) | $ 207,895,358 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE FOUNDRY FINANCIAL GROUP, INC.
CRD#: 116823Laconia, NH 03246TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
