John T. Martoncik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Martoncik, AIF® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - November 7, 2025
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 20, 2016 - August 24, 2022
CUNA BROKERAGE SERVICES, INC.
December 20, 2016 - August 24, 2022
CUNA BROKERAGE SERVICES, INC.
June 30, 2014 - August 16, 2016
NEUBERGER BERMAN BD LLC
April 24, 2014 - August 16, 2016
NEUBERGER BERMAN BD LLC
January 23, 2014 - April 4, 2014
CEROS FINANCIAL SERVICES, INC.
December 19, 2013 - January 29, 2014
INVESTMENT PLANNERS, INC.
June 16, 2009 - November 22, 2013
TRANSAMERICA CAPITAL, LLC
February 14, 2005 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2004 - June 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 2002 - October 11, 2004
CITISTREET EQUITIES LLC
March 3, 1999 - May 31, 2002
VESTAX SECURITIES CORPORATION
March 16, 1994 - March 3, 1999
WALNUT STREET SECURITIES, INC.
February 17, 1992 - June 9, 1993
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/21/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
