John C. Cheshire

ASIO CAPITAL LLC

Lexington, KY 40503

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CRD#: 2191045

Professional summary

John Carroll Cheshire III, who also goes by John Cheshire III, is a registered financial advisor currently at ASIO CAPITAL LLC located in Lexington, Kentucky.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Cheshire Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kentucky Retirement Systems; Investment-Related; Lexington, KY; Board Member; 01/01/2019; Approximately 4 hours per month; 1 hour per month during trading hours; Primary responsibilities are for assisting with the oversight of Kentucky's Retirement System. 2. Ann Hail Irrevocable Trust; Investment-Related; Lexington, KY; Investment Advisor/Trustee; Board Member; 01/01/2019; Approximately 4 hours per month; 1 hour per month during trading hours; Primary responsibilities as advisor is oversight body to the Trustees. Responsibilities as trustee include trading, distributions, overall trust management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carroll Cheshire III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2018 - Present

ASIO CAPITAL LLC

Office #1: 220 Lexington Green Circle Suite 420, Lexington, KY 40503

RIA

CRD#: 298326

Lexington, KY

Past

January 26, 2015 - September 6, 2018

DIVIDEND ASSETS CAPITAL, LLC

RIA

CRD#: 129973

RIDGELAND, SC

Past

September 25, 2014 - January 22, 2015

DIVIDEND ASSETS CAPITAL, LLC

RIA

CRD#: 129973

RIDGELAND, SC

Past

January 6, 1992 - October 4, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASIO CAPITAL LLC

ASIO CAPITAL LLC | PIN OAK CAPITAL LLC

CRD#: 298326 / SEC#: 801-113910

RIA

Registered Investment Advisory firm - (8/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(8/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/24/1991

General Securities Representative Examination

Current Firm

ASIO CAPITAL LLC

ASIO CAPITAL LLC | PIN OAK CAPITAL LLC

CRD#: 298326 / SEC#: 801-113910

RIA

Registered Investment Advisory firm - (8/28/2018 Approved)

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Contact information

Main Address

220 Lexington Green Circle Suite 420, Lexington, KY 40503

Mailing Address

Phone number

(859) 785-4130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASIO - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	642
AUM (Assets Under Management)	$ 621,535,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Cheshire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carroll Cheshire III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASIO CAPITAL LLC

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ASIO CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2015

Series 63

Date: 1/17/1992

Series 7

Date: 12/24/1991

Current Firm

ASIO CAPITAL LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASIO CAPITAL LLC

TRUST BUT VERIFY

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