Jason M. Pisciotta

DAVINCI CAPITAL MANAGEMENT

Cambridge, MA 02141

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CRD#: 2191028

Professional summary

Jason Michael Pisciotta is a registered financial advisor currently at DAVINCI CAPITAL MANAGEMENT, INC. located in Cambridge, Massachusetts.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jason has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WESTBOROUGH LITTLE LEAGUE; WESTBOROUGH, MA; NOT INVESTMENT-RELATED; VICE PRESIDENT; YOUTH BASEBALL ORGANIZATION; ADMINISTRATIVE DUTIES; DEVOTE 1-2 HOURS PER WEEK. 2.) FINANCIAL PARTNERS; SUDBURY, MA; INVESTMENT RELATED ; SINCE 1/2012; FOUNDING MEMBER; INVESTMENT ADVICE AND INSURANCE SALES; DEVOTE 40+ HRS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Pisciotta's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Pisciotta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2012 - Present

DAVINCI CAPITAL MANAGEMENT, INC.

Office #1: 801 Cambridge Street, Cambridge, MA 02141Office #2: 121 Boston Post Road, Sudbury, MA 01776

RIA

CRD#: 46897

Cambridge, MA

Current

January 4, 2012 - Present

DAVINCI CAPITAL MANAGEMENT, INC.

Office #1: 801 Cambridge Street, Cambridge, MA 02141Office #2: 121 Boston Post Road, Sudbury, MA 01776

RIA

CRD#: 46897

Cambridge, MA

Past

March 26, 2008 - January 4, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

QUINCY, MA

Past

February 8, 2008 - January 4, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

QUINCY, MA

Past

October 6, 2005 - February 20, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

QUINCY, MA

Past

October 20, 2004 - September 13, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WAYLAND, MA

Past

October 20, 2004 - September 13, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 14, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BRIGHTON, MA

Past

November 7, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

February 28, 1992 - March 11, 2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/14/2016)

Massachusetts
(1/4/2012)

IAR

Massachusetts
(1/6/2012)

New Hampshire
(1/4/2012)

IAR

New Hampshire
(1/24/2012)

New York
(6/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/20/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580

RIA

Registered Investment Advisory firm - SEC (1/30/2009 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Maine

Registered Investment Advisory firm - SEC (11/12/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/8/2008 Approved)

New Hampshire

Registered Investment Advisory firm - SEC (6/10/2009 Approved)

New Jersey

Registered Investment Advisory firm - SEC (12/17/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
AIRGEAD, LLC	HOLDING COMPANY
MCGOWAN, ROBERT FRANCIS	AML SUPERVISOR	1733686
MCSWEENEY, JAMES JOSEPH	PRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.	1620191
SEMPRUCCI, GREGG PATRICK	MUNI PRINCIPAL/CCO	1854392
SERRA, CARL ANTHONY III	FINOP	3179039

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 40,216,551

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Pisciotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Pisciotta's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Pisciotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVINCI CAPITAL MANAGEMENT, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MML INVESTORS SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2003

Series 63

Date: 1/17/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2000

Series 6

Date: 2/26/1992

Series 26

Date: 3/20/2000

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DAVINCI CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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