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AR

Alan Rubin

TARGETED FINANCIAL SERVICES
SEMINOLE, FL 33772
Some features on this profile are disabled
CRD#: 2190957
AR

Professional summary

Alan Rubin, who also goes by Alan Nmn Rubin, is a registered financial advisor currently at TARGETED FINANCIAL SERVICES, LLC located in Seminole, Florida.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Alan has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alan Nmn Rubin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Rubin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2003 - Present

TARGETED FINANCIAL SERVICES, LLC

Office #1: 5666 Seminole Blvd Suite 146, Seminole, FL 33772
RIA
CRD#: 129049
SEMINOLE, FL
Past

August 23, 2024 - December 20, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
Neptune City, NJ
Past

April 26, 2006 - August 23, 2024

TRIAD ADVISORS LLC

BD
CRD#: 25803
Neptune City, NJ
Past

October 24, 2005 - April 26, 2006

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
WOODBRIDGE, NJ
Past

August 21, 2000 - October 24, 2005

C. J. M. PLANNING CORP.

BD
CRD#: 5698
POMPTON LAKES, NJ
Past

February 25, 1998 - August 18, 2000

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

April 1, 1996 - February 12, 1998

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

April 5, 1995 - April 1, 1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

April 5, 1995 - April 1, 1996

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

October 2, 1994 - April 13, 1995

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN
Past

March 17, 1994 - August 15, 1994

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

September 1, 1992 - March 22, 1994

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

December 17, 1991 - August 5, 1992

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TARGETED FINANCIAL SERVICES, LLC
TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA
Registered Investment Advisory firm - (12/19/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(12/17/2024)
IAR
New Jersey
(12/11/2003)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/5/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/16/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/29/1999
General Securities Principal Examination

Current Firm

TF
TARGETED FINANCIAL SERVICES, LLC
TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA
Registered Investment Advisory firm - (12/19/2003 Approved)
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Contact information

Main Address
5666 Seminole Blvd Suite 146, Seminole, FL 33772
Mailing Address
3301 Route 66 Building A 2nd Flr, Neptune, NJ, 07753
Phone number
(732) 750-9880
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TARGETED FINANCIAL SERVICES, LLC DISCLOSURE BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts788
AUM (Assets Under Management)$ 353,427,211

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049Seminole, FL 33772

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